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The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing. 
  1. All Episodes
  2. 2020
  3. 09

Human Capital: Ed Slott on Why Retirement Plans Are Sitting Ducks

Sep 18, 2020

In this episode, we check in with IRA and tax specialist Ed Slott of Ed Slott & Co., on what the recent debt and deficit numbers reported by the Congressional Budget Office mean for retirement plan participants.

The CBO numbers, according to Slott, show that the three-legged retirement planning stool is shaky, and for...

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Human Capital: Attorney Morgan Dissects SEC Accredited Investor Rule Changes

Sep 4, 2020

In this episode of Human Capital, we talk with Nick Morgan, a partner at the global defense firm Paul Hastings in Los Angeles, about the Securities and Exchange Commission’s recent changes to the accredited investor definition.

Morgan, former Senior Trial Counsel in the SEC’s Enforcement Division, explains...

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