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The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing. 
  1. All Episodes
  2. 2020
  3. 05

Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill

May 29, 2020

In episode No. 16 of Human Capital, we talk with Neil Simon, VP of government relations for the Investment Adviser Association, about IAA’s efforts to restore, and expand, the deductibility of fees on professional investment and financial planning advice that was repealed with the sweeping tax overhaul enacted in...

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Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP Loans

May 15, 2020

In episode No. 15 of Human Capital, we talk with James Lundy, a former attorney at the Securities and Exchange Commission who’s now a partner at Faegre Drinker. Listen is as Lundy explains why he believes it’s likely the SEC’s exam division will conduct a sweep of advisors’ use of Paycheck Protection Program...

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Human Capital: Andy Friedman on Next Stimulus Bill’s Potential Tax Provisions

May 1, 2020

In this episode of Human Capital, we talk with Andy Friedman, founder and principal of The Washington Update. Listen in as Friedman talks about the timing of the next stimulus bill, which is being dubbed CARES 2, and details which tax provisions could likely make it into the package. Friedman also talks about what’s...

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