Mar 20, 2020
In this episode of Human Capital, we talk with Amy Lynch, president and founder of FrontLine Compliance, on the regulatory relief put in place by the SEC as well as FINRA the coronavirus outbreak upends the markets.
Mar 6, 2020
In this episode of Human Capital, we talk with Allison
Wielobob,
general counsel at the American Retirement Association, who’s also
a former Labor Department attorney and legislation counsel for the
Joint Committee on Taxation. Listen in as Wielobob talks about why
the idea of a Financial Transaction Tax is rearing...