Dec 5, 2019
In this episode of ThinkAdvisor’s Human Capital podcast, we
caught up with Barbara Roper, director of investor protection for
the Consumer Federation of America, as she was preparing for CFA’s
annual financial services conference, being held in Washington on
Dec. 5th and 6th.
Roper, who’s also a member of the Securities and Exchange
Commission’s Investor Advisory Committee, is no shrinking violet
when it comes to criticizing SEC rulemakings and their potentially
harmful effects on investors.
Listen in as Roper details her concerns about the SEC’s planned
expansion of the accredited investor definition, Regulation
Best
Interest’s potential to leave investors worse off than they
were
before, as well as what questions she’ll ask the SEC’s two
democratic commissioners.
This is Human Capital’s last episode for 2019. Thanks for joining
us! See you next year.