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The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing. 
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  2. Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill

Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill

May 29, 2020

In episode No. 16 of Human Capital, we talk with Neil Simon, VP of government relations for the Investment Adviser Association, about IAA’s efforts to restore, and expand, the deductibility of fees on professional investment and financial planning advice that was repealed with the sweeping tax overhaul enacted in 2017. Simon also weighs in on the pending lawsuit against the SEC’s Regulation Best Interest as well as when the SEC’s open democratic seat may likely be filled.