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The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing. 
  1. All Episodes
  2. 2020
  3. 07

Human Capital: Hearsay's New Compliance Strategist Talks Social Media Maneuvering

Jul 24, 2020

In this episode of Human Capital, we talk with Iain Duke-Richardet, compliance strategy principal at Hearsay Systems.

Duke-Richardet, an original member of the Financial Industry Regulatory Authority’s Social Media Task Force, joined Hearsay Systems in late June from Accenture. He has also served in senior compliance...

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Human Capital: Drew Bowden Drills Down on ‘Lack of Consistency’ in Regs

Jul 10, 2020

In this episode of Human Capital, we talk with Drew Bowden, general counsel for Jackson National Life Insurance Co., who recently became board chair for the Insured Retirement Institute.

Bowden, who also served as director of the Securities and Exchange Commission’s exam division, talks about the current...

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