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The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and, this bi-weekly podcast complements the weekly Human Capital briefing. 

Mar 20, 2020

In this episode of Human Capital, we talk with Amy Lynch, president and founder of FrontLine Compliance, on the regulatory relief put in place by the SEC as well as FINRA the coronavirus outbreak upends the markets.

Mar 6, 2020

In this episode of Human Capital, we talk with Allison Wielobob,
general counsel at the American Retirement Association, who’s also a former Labor Department attorney and legislation counsel for the Joint Committee on Taxation. Listen in as Wielobob talks about why the idea of a Financial Transaction Tax is rearing...